SECURITIES
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SECURITIES
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investment services, service
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loan, real estate loans, security, investment securities, investments, investment
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Have you or a loved one been injured in a North Carolina Car Accident Call 800 434 8399 to review your case with our Personal Injury lawyers today
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Have you or a loved one been injured in a North Carolina Car Accident Call 800 434 8399 to review your case with our Personal Injury lawyers today
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SEIGFREID, BINGHAM, LEVY, SELZER & GEE, P.C.
MO, 64105 KANSAS CITY, 2800 COMMERCE TOWER 911 MAIN STREET
Most law firms, like most families, develop and live with a common set of values which are communicated and shared over the life of the firm. This law firm, this family of lawyers and staff, has been motivated for more than three decades by a desire to see our clients succeed, grow and prosper. We work hard to make that happen.
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The Securities and Exchange Commission on Wednesday for the first time charged a state — New Jersey — with violating securities fraud laws by failing to disclose to bond investors that it was underfunding its two largest pension plans.
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Perkins Financial Group offers a wide range of financial products. Perkins State Bank will serving your financial needs since 1913. Nature Coast Insurance covers all your personal and commercial lines insurance. Nature Coast Financial Services provides securities and other brokerage services. Lobby: Monday thru Thursday 9:00am to 4:00pm Friday 9:00am to 5:30pm. Drive-thru: Monday thru Thursday 8:00am to 4:30pm Friday 8:00am to 6:00pm Saturday 8:00am to 12:00pm. Perkins State Bank is a state-chartered bank providing financial services such as accepting customer deposits, processing transactions and lending. Perkins State Bank is not a registered broker or dealer.
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Law firm in Albuquerque and Santa Fe, New Mexico, Washington, D.C., practicing in commercial and tort litigation, business, patent, trademark, tax, real property, development, environment, natural resources.
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security, service, investments, investment securities, personal financing, investment, loan financing services
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Charlip Law Group, LC is a well respected, established and dynamic South Florida law firm. We are dedicated to providing quality legal counsel while at the same time being a cost effective choice for you. We have represented clients nationally and internationally on a variety of legal issues.
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We are a full service investment advisory firm providing portfolio management and financial planning services to individual investors and corporate retirement plans located in Raleigh, NC.
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Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals. We create and implement superior financial solutions for our clients. Serving clients is our fundamental purpose.
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Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals. We create and implement superior financial solutions for our clients. Serving clients is our fundamental purpose. Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors.
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Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals. We create and implement superior financial solutions for our clients. Serving clients is our fundamental purpose. Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors.
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Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals. We create and implement superior financial solutions for our clients. Serving clients is our fundamental purpose. Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace.
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Founded in 1989, Pursley Lowery Meeks LLP is committed to high quality litigation, arbitration and dispute resolution services for Georgia’s business and corporate communities. We represent organizations and their leaders in key areas across a number of industries, such as health care, financial services, real estate, construction and development, wholesale and consumer products, professional services and insurance. Disputes are part of the cost of doing business. As with any decision that impacts your organization, your choice of litigation strategy must be based on sound business judgment. At Pursley Lowery Meeks, we work closely with clients to assess their goals in existing disputes as well as manage their objectives over the long term. We not only take into account the legal issues, but also help our clients develop a realistic cost-benefit analysis of potential strategies to resolve their disputes.
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With over 175 attorneys, Schwabe, Williamson & Wyatt is one of the largest Pacific Northwest regional law firms, with offices in Portland, Seattle, Vancouver, Bend and Salem. The firm's attorneys provide a broad range of transaction and litigation services to many of the Northwest's leading companies, from Fortune 500 industry leaders, to emerging and privately held businesses.
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SHEPHERD SMITH EDWARDS AND KANTAS LLP- ALEXANDRIA
VIRGINIA, 22314 ALEXANDRIA, 211 NORTH UNION STREET
Most of our attorneys also worked as licensed securities brokers at major brokerage firms, some serving as vice president and/or in supervision and compliance at those firms. Most of the members of our staff and consultants also worked at investment and brokerage firms and many of them were also licensed representatives and/or supervisors. Collectively, the members of our team have worked for dozens of securities firms, including almost every major brokerage firm on Wall Street.
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More than 90% of those who have engaged our services have recovered all or a portion of their losses. We have represented clients in approximately 1, 000 matters in court, arbitration and/or mediation. We have also served many international clients, partitularly from Latin America. FINRA Rules governing the jurisdiction of U.S. based brokerage firms require that international clients with brokerage accounts at FINRA registered firms must file all claims for relief in arbitration cases at locations within the United States.
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Our firm has a team of attorneys, consultants and others with more than 100 years of combined experience in the securities industry and in securities law. Since 1990, we have represented thousands of investors nationwide to recover losses. We have represented clients in Federal and state courts and in arbitration through the The Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. (NYSE), the American Arbitration Association (AAA) and in private arbitration actions.
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SHEPHERD SMITH EDWARDS AND KANTAS LLP- LOS ANGELES
CALIFORNIA, 90067 LOS ANGELES, 1800 CENTURY PARK EAST
Our firm has a team of attorneys, consultants and others with more than 100 years of combined experience in the securities industry and in securities law. Since 1990, we have represented thousands of investors nationwide to recover losses. We have represented clients in Federal and state courts and in arbitration through the The Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. (NYSE), the American Arbitration Association (AAA) and in private arbitration actions.
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The Shepherd, Smith & Edwards law firm has represented thousands of investors seeking to recover losses caused by improper sales practices. There are countless types of investments and sub-categories of investments, but we have listed below several categories of primary concern. Select those you wish to know more about. Also remember that we would be happy to discuss your sitation further, whether the type of investment in which you sustained losses is listed or not.
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On a consolidated basis, Sun Capital's affiliated portfolio companies would rank in the top 100 of Fortune Magazine's listing of the 500 largest companies in the United States. Sun Capital Partners, Inc. is a leading private investment firm focused on leveraged buyouts, equity, debt, and other investments in market-leading companies that can benefit from its in-house operating professionals and experience. Sun Capital affiliates invest in companies which typically have the number one or two market position in their industry, long-term competitive advantages, and significant barriers to entry. Sun Capital has offices in Boca Raton, Los Angeles and New York, and affiliates with offices in London, Frankfurt, Paris, Luxembourg, Shanghai and Shenzhen. Sun Capital affiliates have invested in more than 240 companies worldwide since Sun Capital’s inception in 1995, with combined sales in excess of $40 billion and more than 170, 000 employees.
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The Office of Financial Institutions strives to provide professional, fair supervision of the entities under its jurisdiction and is committed to developing a highly professional staff who effectively utilize all available resources, make sound decisions, and establish appropriate regulatory guidelines.
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The law firm of Whitfield & Eddy, P.L.C. serves its nationwide client base from four locations in Iowa. The firm is committed to meeting the diverse, challenging and changing needs of our clients through a proactive problem solving approach. The Mission Statement of Whitfield & Eddy, P.L.C. is to continue our tradition of: Providing high quality legal services at a reasonable cost; Supporting professional, personal, and intellectual development; Maintaining a positive working environment and one which encourages community involvement and recognizes the importance of a high quality of life; Maintaining and advancing our position in the legal community; and Fostering a greater recognition of the honorable role of lawyers in society. 8:00 a.m. - 5:30 p.m., Monday through Friday
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While Whitfield & Eddy, P.L.C. is one of Iowa’s oldest firms, its constant evolution has allowed it to keep pace with a changing world and changing economic conditions by investing in new talent and technology. The law firm of Whitfield & Eddy, P.L.C. serves its nationwide client base from four locations in Iowa. The firm is committed to meeting the diverse, challenging and changing needs of our clients through a proactive problem solving approach. The Mission Statement of Whitfield & Eddy, P.L.C. is to continue our tradition of: Providing high quality legal services at a reasonable cost; Supporting professional, personal, and intellectual development; Maintaining a positive working environment and one which encourages community involvement and recognizes the importance of a high quality of life; Maintaining and advancing our position in the legal community; and Fostering a greater recognition of the honorable role of lawyers in society.
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Consult with Kring Chung Attorneys, LLP, regarding business litigation, corporate law, employment, real estate, insurance coverage or other legal matters From offices in California and Nevada, Kring Chung serves clients nationally and internationally
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Attorney David J. Mourick graduated from Stetson University College of Law in St. Petersburg, Florida in 1982. Following graduation, he joined the Austin Law Firm in Tampa, Florida as an associate and practiced in the areas of civil rights, immigration, and criminal law. In 1994, Mr. Mourick opened his own office in Bonita Springs, Florida practicing primarily in the areas of criminal and immigration law. During his more than twenty-five years as an attorney
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Piper Jaffray traces its roots to 1895 when George Lane established George B. Lane, Commercial Paper and Collateral Loans & Co., a commercial paper brokerage, in Minneapolis. In 1913, Piper, Jaffray Co. was established as another commercial paper business by H.C. Piper Sr. and C.P. Jaffray. In 1917, George B. Lane & Co. merged with Piper, Jaffray & Co. to form Lane, Piper & Jaffray. The firm first obtained a seat on the New York Stock Exchange in 1931 with the acquisition of Hopwood & Company, which had been devastated by the stock market crash.
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Bancorp spun off Piper Jaffray in a stock dividend to its shareholders, and today the company is traded independently under the symbol PJC. In 2006, the company sold its brokerage business to Zurich based UBS for $510 million in cash. The business had approximately 800 brokers at that time. Piper Jaffray now has 28 offices, with over 1, 000 employees serving its capital markets clients. We earn our clients' trust by delivering the best guidance and service. Great people working together as a team are our competitive advantage
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We earn our clients' trust by delivering the best guidance and service. Great people working together as a team are our competitive advantage. Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals.
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We earn our clients' trust by delivering the best guidance and service. Great people working together as a team are our competitive advantage. Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals.
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Piper Jaffray Companies is a leading, international middle market investment bank and institutional securities firm, serving the needs of middle market corporations, private equity groups, public entities, nonprofit clients and institutional investors
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We create and implement superior financial solutions for our clients. Serving clients is our fundamental purpose. Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals.
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Piper Jaffray traces its roots to 1895 when George Lane established George B. Lane, Commercial Paper and Collateral Loans & Co., a commercial paper brokerage, in Minneapolis. In 1913, Piper, Jaffray Co. was established as another commercial paper business by H.C. Piper Sr. and C.P. Jaffray. In 1917, George B. Lane & Co. merged with Piper, Jaffray & Co. to form Lane, Piper & Jaffray. The firm first obtained a seat on the New York Stock Exchange in 1931 with the acquisition of Hopwood & Company, which had been devastated by the stock market crash. In 1971, Piper first offered stock to the public and became a publicly held corporation known as Piper, Jaffray & Hopwood Incorporated. Later, in 1986, Piper's common stock began trading on the NASDAQ under the ticker symbol PIPR.
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George B. Lane & Co. merged with Piper, Jaffray & Co. to form Lane, Piper & Jaffray. The firm first obtained a seat on the New York Stock Exchange in 1931 with the acquisition of Hopwood & Company, which had been devastated by the stock market crash. In 1971, Piper first offered stock to the public and became a publicly held corporation known as Piper, Jaffray & Hopwood Incorporated. Later, in 1986, Piper's common stock began trading on the NASDAQ under the ticker symbol PIPR.
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PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals. We create and implement superior financial solutions for our clients. Serving clients is our fundamental purpose. Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors.
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Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals. We create and implement superior financial solutions for our clients. Serving clients is our fundamental purpose.
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Piper Jaffray Companies is a leading, international middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. Piper Jaffray & Co. often shortened to just Piper Jaffray or PiperJaffray, is a U.S. middle-market investment banking firm based in Minneapolis, Minnesota, and sells financial advice, investment products, and transaction execution within targeted sectors of the financial services marketplace. Through its principal subsidiary, Piper Jaffray & Co., the Company targets corporations, government, non-profit entities, institutional investors, and the financial advisory needs of private individuals. We create and implement superior financial solutions for our clients. Serving clients is our fundamental purpose.
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Life is a building process. We are driven to new heights by what is important to us. We attend school to learn how to think, solve problems and improve our world. We develop our talents and gain work experience to fulfill our need for achievement and to provide for our families. Money is not the main focus of our lives. But it is an important tool that empowers us to build what we value - a comfortable home, thriving business, education for our children, financial security for ourselves and those we love, and freedom from worry in retirement. The companies of SWS Group are committed to helping you achieve your goals. Like you, we are builders.
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Sun Capital Partners, Inc. is a leading private investment firm focused on leveraged buyouts, equity, debt, and other investments in market-leading companies that can benefit from its in-house operating professionals and experience. Sun Capital affiliates invest in companies which typically have the number one or two market position in their industry, long-term competitive advantages, and significant barriers to entry. Sun Capital has offices in Boca Raton, Los Angeles and New York, and affiliates with offices in London, Frankfurt, Paris, Luxembourg, Shanghai and Shenzhen. Sun Capital affiliates have invested in more than 240 companies worldwide since Sun Capital’s inception in 1995, with combined sales in excess of $40 billion and more than 170, 000 employees. On a consolidated basis, Sun Capital's affiliated portfolio companies would rank in the top 100 of Fortune Magazine's listing of the 500 largest companies in the United States.
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Today’s Whitfield & Eddy is a product of its experience. The Mission Statement of Whitfield & Eddy, P.L.C. is to continue our tradition of: Providing high quality legal services at a reasonable cost; Supporting professional, personal, and intellectual development; Maintaining a positive working environment and one which encourages community involvement and recognizes the importance of a high quality of life; Maintaining and advancing our position in the legal community; and Fostering a greater recognition of the honorable role of lawyers in society. While Whitfield & Eddy, P.L.C. is one of Iowa’s oldest firms, its constant evolution has allowed it to keep pace with a changing world and changing economic conditions by investing in new talent and technology.
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Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates. With approximately 2, 000 attorneys and 24 strategically placed offices on five continents, we serve clients in every major international financial center.The Advertising Practices Group at Skadden, Arps, Slate, Meagher & Flom LLP and affiliates (“Skadden”) routinely handles truth-in-advertising and claim-substantiation disputes and counseling, primarily for nationally known businesses offering consumer products and services.
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Legislation from 2002 placed the regulation of banking, securities and insurance under two appointed officials who are selected by the Financial Services Commission. The commission, which comprises the governor and Cabinet, appoints the commissioner of the Office of Insurance Regulation (Office). The Office is administratively housed in the Department of Financial Services but reports directly to the Financial Services Commission. The Office of Insurance Regulation has primary responsibility for regulation, compliance and enforcement of statutes related to the business of insurance and the monitoring of industry markets. Business Units within the Office are organized into centers of regulatory expertise related to life and health, property and casualty, specialty lines and other regulated insurance entities. It is within the Office of Insurance
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The Government Enforcement Litigation Group at Skadden, Arps, Slate, Meagher & Flom LLP and affiliates (“Skadden, Arps” or “Skadden”) represents companies in disputes that arise in connection with the award or performance of government contracts — from the perspective of enforcing a contractor’s rights under the contract and defending against government claims of nonperformance or fraud. Skadden has significant experience in advising and defending clients in matters involving the federal False Claims Act (the “FCA”) and various state and municipal equivalents. The firm's reach, depth and experience provide the ready capability to perform fact-finding and analysis in connection with complex business matters in any jurisdiction in which our clients deal with the government.
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SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP- LOS ANGELES
CALIFORNIA, 90071 LOS ANGELES, 300 SOUTH GRAND AVENUE
With approximately 75 attorneys in seven offices throughout the world, the Real Estate Group of Skadden, Arps, Slate, Meagher & Flom LLP and affiliates (“Skadden, Arps” or “Skadden”) represents, among others, developers, lenders, investment banks, pension funds, real estate investment trusts (REITs), U.S. and international investors, and major corporations in connection with real estate-related matters. Skadden, Arps, Slate, Meagher & Flom LLP and affiliates (“Skadden, Arps” or “Skadden”) provides a wide range of legal advice, with particular emphasis on campaign finance, ethics, lobbying and conflicts of interest in connection with federal, state and local laws. Our work in these areas includes representation of political committees and businesses involved in the political process, corporate political action committees, independent political committees and candidate committees, as well as private individuals and entities.
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SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP- WASHINGTON
DISTRICT OF COLUMBIA, 20005 WASHINGTON, 1440 NEW YORK AVENUE
The firm represents and advises clients on labor and employment matters arising in representation proceedings, collective bargaining negotiations, arbitrations, litigation in state and federal courts, and administrative proceedings before such government agencies as the National Labor Relations Board, the Equal Employment Opportunity Commission, state human rights agencies, and the federal and state departments of labor. We also work on matters involving employment-at-will and claims of employment discrimination, including claims of sexual harassment and wrongful discharge.
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Skadden, Arps, Slate, Meagher & Flom LLP and affiliates (“Skadden, Arps” or “Skadden”) provides a wide range of legal advice, with particular emphasis on campaign finance, ethics, lobbying and conflicts of interest in connection with federal, state and local laws. Our work in these areas includes representation of political committees and businesses involved in the political process, corporate political action committees, independent political committees and candidate committees, as well as private individuals and entities. Skadden has represented presidential campaigns and prominent federal, state and local candidates of both major parties. In addition, we have represented clients before the Federal Election Commission (FEC) and state election commissions.
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We are not a broker-dealer, investment adviser, or a securities exchange.The fees that we charge you in connection with your capital raise will be for costs related to administration, reviewing your business plan and other materials, writing a synopsis, and providing the service of searching out capital sources and e-mailing them your synopsis. They in return will contact you for a copy of your business plan.
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DMV will suspend and revoke licenses for a variety of reasons. These actions usually stem from incidents which the Department thinks will pose a risk to public safety. Court convictions or problems while driving are usually sufficient for DMV to start seeking a suspension. Additionally, some suspensions are a result of failing to perform certain duties. Specifically, failure to appear in court or failure to pay a fine or child support can result in a suspension
